GRANT THORNTON CORPORATE FINANCE LLC

NOTICE OF YOUR FINANCIAL PRIVACY RIGHTS

This is our privacy notice for our customers. When we use the words "you" and "your" we mean all of our consumers or customers who have a continuing relationship with us, such as clients who participate in offerings of municipal securities on more than one occasion.

We will tell you the sources for nonpublic personal information we collect on our customers. We will tell you what measures we take to secure that information.

First, we'll define some terms:

We, our, and us means Grant Thornton Corporate Finance LLC.

Nonpublic personal information means information about you that we collect in connection with providing a financial product or service to you. Nonpublic personal information does not include information that is available from public sources, such as telephone directories or government records.

An affiliate is a company we own or control, a company that owns or controls us, and a company that is owned or controlled by the same company that owns or controls us. Ownership does not mean complete ownership, but means owning enough to have control.

A nonaffiliated third party is a company that is not an affiliate of ours.

INFORMATION THAT WE COLLECT

We collect nonpublic personal information about you from the following sources:
• Information we receive from you on applications or other forms, or through telephone conversations with you
• Information about the services you receive from, or your transactions with, us or our affiliates
• Information about the services you receive from, or your transactions with, nonaffiliated third parties
• Information from a consumer reporting agency

INFORMATION WE DISCLOSE

We may disclose the following kinds of nonpublic personal information about you:

Information we receive from your applications or other forms, or our conversations with you. This information may include your name, address, social security number, assets and income.

We may disclose nonpublic personal information about you to financial services providers such as:

• Securities Issuers

OPT-OUT RIGHT

If you prefer that we do not disclose any nonpublic personal information about you to nonaffiliated third parties, you may opt out of these disclosures; that is, you may direct us not to make those disclosures (other than disclosures permitted by law). If you wish to opt out of disclosures to nonaffiliated third parties, you may call Ian Cookson collect at (617) 723-7900.

THE CONFIDENTIALITY, SECURITY AND INTEGRITY OF YOUR NONPUBLIC PERSONAL INFORMATION

We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal regulations to guard your nonpublic personal information.

Since we value our customer relationship with you, we will not disclose your nonpublic personal information to nonaffiliated third parties, except as described above and as permitted by law.

NONPUBLIC PERSONAL INFORMATION AND FORMER CUSTOMERS

We do not disclose nonpublic personal information about former customers.

_______________________________________________

We reserve the right to change this notice, and any of the policies described above, at any time. The examples contained within this notice are illustrations; they are not intended to be exclusive.